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Rob Packard
Ship & Print Your FDA eCopy
August 2016
Does a UDI need to be included with a 510(k) submission?
2 min reading time

Even before the FDA’s final rule was published for UDI in 2013, companies were implementing UDI systems. What has not been clear is how the FDA would enforce UDI compliance. The most logical methods of enforcing UDI compliance are:
1. require a draft labeling to include sample UDI bar codes as part of all regulatory submissions, and
2. require that the device identifier (DI) be entered for each device during the registration and listing process for devices.

Class III devices and Class II implants already are required to have UDIs implemented, but all Class II devices must be compliant by September 24, 2016. However, the final rule does not specifically explain whether labelers must obtain UDIs prior to regulatory clearance of new Class II products.

Therefore, there are three possible outcomes if a 510(k) is not submitted draft labeling including a UDI for each Class II device:
1. an RTA hold letter is issued during the first 15 days of the review process,
2. the submission is placed on hold and the reviewer sends the applicant a request for additional information that includes draft labeling with a UDI, or
3. a 510(k) clearance letter is received, but the company is unable to register and list the device without entering a DI for each product.

The FDA’s refusal to accept (RTA) checklist does not currently include a requirement for UDI labeling, but there is a requirement to submit draft labeling and the FDA requests UDI labeling to be submitted with a 510(k) premarket notification. I have not yet seen an RTA issued due to the lack of a UDI, but that could be a potential policy change in the future.

The second scenario is far more likely, but for devices that were cleared prior to the implementation deadline for the product classification I have not observed any delays. This is likely to become a frequent outcome for devices that have been submitted this month, because the submissions will be undergoing the substantive review process when the implementation deadline of September 24 passes.

Currently the registration and listing process does not require entry of a DI for each product, but the registration and listing database has a new pilot feature that allows companies to upload labeling with UDIs voluntarily to the database. This pilot allows the FDA to debug the uploading process so the FDA can ensure the uploading process will function properly when and if UDIs are mandatory for the registration and listing process.

Therefore, if you are submitting a new 510(k) for a Class II device now, you will need to engage an accredited issuing agency and request DIs for the subject device(s) before you submit your 510(k).

There are only three organizations that are accredited for issuing UDIs:
1. GS1 – http://www.gs1.org
2. HIBCC – http://www.hibcc.org
3. ICCBBA – http://www.iccbba.org

GS1 is the largest issuer of UDIs globally and ICCBBA specializes in UDIs for tissue banking.

In addition to obtaining a DI for each device from one of the issuing agencies, you also must submit the information to the Global UDI database (GUDID):

http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/UniqueDeviceIdentification/GlobalUDIDatabaseGUDID/ucm20038750.htm

If you have additional UDI questions, the FDA instructs all manufacturers that they can only submit questions to the FDA UDI help desk:

http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/UniqueDeviceIdentification/ucm368904.htm

There is also a free webinar available for download from my website:

http://medicaldeviceacademy.com/fda-udi-regulations-impact-medical-device-labelers/

I will be sending out UDI information updates to people that have completed the form and confirmed that they want to receive updates.

source: https://www.linkedin.com/groups/2070960/2070960-6176005381593001988

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Posted by Rob Packard
Asked on August 29, 2016 12:00 am
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Rob Packard If you do not already have a UDI code assigned for a new device submission, the FDAs UDI Help Desk indicated that "No placeholder UDI is necessary for premarket review, though we do recommend you indicate in your label documentation where the UDI will be placed."
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Jeremy Moore CBA, CMQ-OE It appears that it is not feasible to include a UDI in the 510(k) submission as a listing number is requested when applying for a UDI from GS1. It's tough to anticipate what the enforcement path will likely be but I anticipate it to be through the post market surveillance activity and inspections.
The eMDR already has a field to list the UDI. It is likely that a repeated omission of UDI information on these submissions will trigger an information request or worse an inspection of the company's UDI program. This would not only target FDA enforcement for the highest risk devices, but would be a real indication of the ability of the manufacturer to meet the intent of the regulation to track device though distribution to the patient.
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Thank you for the post Robert. It makes sense that at the time the label is approved, the UDI should be included. It is indeed a required part of the label.
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Dear Rob, thanks for this information. Do you know how unclassified devices requiring 510(k) are handled? Thanks in advance. Michaela Akermann
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Elaine Duncan Robert, according to FDA and as stated in every seminar I have attended, NO, the UDI is not part of the submission to 510(k). It is certainly advisable to allow a spacing for a UDI on the label design; but remember, for 510(k), FDA is "clearing" the draft label for required content (text). Unless there is a major policy shift at FDA, the Office of Device Evaluation does not even appear to want to be involved with UDI. These folks have enough on their plate. PMA labeling review is "approval". I believe your article could be a bit confusing to some folks. Links are nice though.
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Romuald Urbański Dear Robert thank you very much for this information. Could you share full webinar recording because I find only 15 minutes episode?
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Rob Packard A few people have reported only seeing 15 minutes of the UDI webinar. Please repeat the download. The full webinar is available, but sometimes a poor connection will result in an incomplete recording download.
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Rob Packard As a point of clarification, one person suggested that GS1 will not assign a UDI without a listing. GS1 will request a listing but many companies obtain numbers in anticipation of future expansion so prior listing is not required.
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Rob Packard To answer Michaela's question, the implementation deadline for unclassified dates is the same as Class 1 devices--September 24, 2020.
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